COMPLIANCE SOLUTIONS & SERVICES

We deliver the software solutions and professional services community banks and credit unions need to develop, implement and maintain dynamic strategies for business continuity planningvendor management and enterprise-wide risk management. Choose the individual solutions that work best for your institution, or get all the benefits in one powerful package with our fully-automated, fully-integrated Compliance Assistant Plus (CA-Plus) software. 

Our team works directly with yours to develop, implement, test and maintain comprehensive strategies, designed to satisfy all FFIEC and FDIC regulatory requirements — using just the right combination of our software and consulting solutions to fit your institution's needs and budget. Ultimately, we aim to instill a culture of compliance throughout your institution, providing the tools and expert guidance necessary to ensure your operations and regulatory data and documentation remain ready for any audit and that all internal and external resources:

 

  • UNDERSTAND regulations and their implications to your institution

  • IMPLEMENT compliant procedures and processes

  • MONITOR operations to ensure compliance

  • REFRESH compliance knowledge and plans regularly

INDEPENDENTLY POWER YOUR PLAN OR PAIR WITH OUR PROFESSIONAL SERVICES

COMPLIANCE ASSISTANT PLUS

(CA-Plus) SOFTWARE SOLUTION 

Comprehensive, compliant risk management and disaster recovery

Compliance Assistant Plus (CA-Plus) is our fully-automated, fully-integrated database solution designed to help financial institutions develop, distribute and maintain FFIEC-compliant strategies for risk management and disaster recovery. 

 

Each module is sold and licensed separately — so your institution gets the solution it needs, at a price it can afford. In addition to our customizable forms and reports, CA-Plus allows you to easily manage regulatory requirements and create electronic manuals to demonstrate compliance and distribute plan documentation in formats familiar to many examiners so your audits and examinations go quickly and smoothly.

+ Each module fully-
   integrated, separately sold
+ Customizable forms,
   reports, macros & queries
 
+ Intuitive navigation &
   browser-like interface
 
+ Easy-to-use, automated
   database maintenance tools
 
+ Full Microsoft Office &
   Adobe Acrobat integration
+ Browser-based electronic
   document distribution
BUSINESS CONTINUITY PLANNING MODULE

Ensure your institution is prepared to get business back on track after any emergency.

ENTERPRISE
-WIDE IT RISK MANAGEMENT
MODULE

Assess and effectively control risks throughout your institution while meetings FFIEC requirements.

VENDOR 
MANAGEMENT
MODULE

Manage regulatory compliance requirements for internal and external service providers.

MM&T

INCORPORATED

MM&T INCORPORATED

P.O. Box 1322

Middlebury, CT 06762

203-598-0883

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