COMPLIANCE SOLUTIONS & SERVICES
We deliver the software solutions and professional services community banks and credit unions need to develop, implement and maintain dynamic strategies for business continuity planning, vendor management and enterprise-wide risk management. Choose the individual solutions that work best for your institution, or get all the benefits in one powerful package with our fully-automated, fully-integrated Compliance Assistant Plus (CA-Plus) software.
Our team works directly with yours to develop, implement, test and maintain comprehensive strategies, designed to satisfy all FFIEC and FDIC regulatory requirements — using just the right combination of our software and consulting solutions to fit your institution's needs and budget. Ultimately, we aim to instill a culture of compliance throughout your institution, providing the tools and expert guidance necessary to ensure your operations and regulatory data and documentation remain ready for any audit and that all internal and external resources:
-
UNDERSTAND regulations and their implications to your institution
-
IMPLEMENT compliant procedures and processes
-
MONITOR operations to ensure compliance
-
REFRESH compliance knowledge and plans regularly
INDEPENDENTLY POWER YOUR PLAN OR PAIR WITH OUR PROFESSIONAL SERVICES
COMPLIANCE ASSISTANT PLUS
(CA-Plus) SOFTWARE SOLUTION
Comprehensive, compliant risk management and disaster recovery
Compliance Assistant Plus (CA-Plus) is our fully-automated, fully-integrated database solution designed to help financial institutions develop, distribute and maintain FFIEC-compliant strategies for risk management and disaster recovery.
Each module is sold and licensed separately — so your institution gets the solution it needs, at a price it can afford. In addition to our customizable forms and reports, CA-Plus allows you to easily manage regulatory requirements and create electronic manuals to demonstrate compliance and distribute plan documentation in formats familiar to many examiners so your audits and examinations go quickly and smoothly.
+ Each module fully-
integrated, separately sold
+ Customizable forms,
reports, macros & queries
+ Intuitive navigation &
browser-like interface
+ Easy-to-use, automated
database maintenance tools
+ Full Microsoft Office &
Adobe Acrobat integration
+ Browser-based electronic
document distribution
Develop, document and distribute a comprehensive, practical business continuity strategy — customized to meet the unique needs of your institution and FFIEC requirements.
BUSINESS CONTINUITY PLANNING MODULE
Ensure your institution is prepared to get business back on track after any emergency.
Identify and control risks associated with IT operations, internal and external technologies, and cybersecurity threats in accordance with FFIEC and NIST standards.
ENTERPRISE
-WIDE IT RISK MANAGEMENT
MODULE
Assess and effectively control risks throughout your institution while meetings FFIEC requirements.
Identify, prioritize, and document requirements for all the vendors your institution relies on to conduct operations in compliance with FFIEC standards.
VENDOR
MANAGEMENT
MODULE
Manage regulatory compliance requirements for internal and external service providers.
