VENDOR MANAGEMENT
Assess and monitor risk for internal & external resources
Our vendor management experts help your institution categorize, assess and maintain regulatory compliance requirements for vendors and service providers.
We work with key personnel from each department of your institution to identify which vendors require no assessment, contract tracking only or a full assessment. For those requiring a full assessment, we help determine:
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Effectiveness of controls in place
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Financial risk
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Complexity of service
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Ability of the institution to provide service itself
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Availability of alternative vendors
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Speed in which the institution can change vendors (if necessary)
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How critical the vendor is to services/operations
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GLBA, SAS70, and Red Flag requirements
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Ways to mitigate identified risks
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And more
INDEPENDENTLY POWER YOUR PLAN OR PAIR WITH OUR PROFESSIONAL SERVICES
COMPLIANCE ASSISTANT PLUS
(CA-Plus) SOFTWARE SOLUTION
Comprehensive, compliant risk management and disaster recovery
Compliance Assistant Plus (CA-Plus) is our fully-automated, fully-integrated database solution designed to help financial institutions develop, distribute and maintain FFIEC-compliant strategies for risk management and disaster recovery.
Each module is sold and licensed separately — so your institution gets the solution it needs, at a price it can afford. In addition to our customizable forms and reports, CA-Plus allows you to easily manage regulatory requirements and create electronic manuals to demonstrate compliance and distribute plan documentation in formats familiar to many examiners so your audits and examinations go quickly and smoothly.
Develop, document and distribute a comprehensive, practical business continuity strategy — customized to meet the unique needs of your institution and FFIEC requirements.
BUSINESS CONTINUITY PLANNING MODULE
Ensure your institution is prepared to get business back on track after any emergency.
Identify and control risks associated with IT operations, internal and external technologies, and cybersecurity threats in accordance with FFIEC and NIST standards.
ENTERPRISE
-WIDE IT RISK MANAGEMENT
MODULE
Assess and effectively control risks throughout your institution while meetings FFIEC requirements.
+ Each module fully-
integrated, separately sold
+ Customizable forms,
reports, macros & queries
+ Intuitive navigation &
browser-like interface
+ Easy-to-use, automated
database maintenance tools
+ Full Microsoft Office &
Adobe Acrobat integration
+ Browser-based electronic
document distribution
Identify, prioritize, and document requirements for all the vendors your institution relies on to conduct operations in compliance with FFIEC standards.
VENDOR
MANAGEMENT
MODULE
Manage regulatory compliance requirements for internal and external service providers.
