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ENTERPRISE-WIDE IT RISK MANAGEMENT

Identify and mitigate internal & external operational risk

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With the expertise of our team and yours, we create solutions to ensure confidence that risks are being effectively controlled throughout your institution. After conducting a comprehensive risk assessment exercise, we help you identify operational risks — specific to your institution — by examining:

  • Controls at Risk (NIST)

  • Applications & IT Domain

  • IT-related Operational Risk

  • Cybersecurity

  • Policies & Procedures

 

After the assessment, we recommend practical, cost-effective ways to mitigate risk in your institution. We also work with auditors and regulatory examiners to ensure that FFIEC and NCUA requirements are adequately addressed.

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For existing CA-Plus and BCP clients, we conduct risk assessments using data gathered during the business continuity plan process — saving your institution time and money.

INDEPENDENTLY POWER YOUR PLAN OR PAIR WITH OUR PROFESSIONAL SERVICES

COMPLIANCE ASSISTANT PLUS

(CA-Plus) SOFTWARE SOLUTION 

Comprehensive, compliant risk management and disaster recovery

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Compliance Assistant Plus (CA-Plus) is our fully-automated, fully-integrated database solution designed to help financial institutions develop, distribute and maintain FFIEC-compliant strategies for risk management and disaster recovery. 

 

Each module is sold and licensed separately — so your institution gets the solution it needs, at a price it can afford. In addition to our customizable forms and reports, CA-Plus allows you to easily manage regulatory requirements and create electronic manuals to demonstrate compliance and distribute plan documentation in formats familiar to many examiners so your audits and examinations go quickly and smoothly.

Develop, document and distribute a comprehensive, practical business continuity strategy — customized to meet the unique needs of your institution and FFIEC requirements.

BUSINESS CONTINUITY PLANNING MODULE

Ensure your institution is prepared to get business back on track after any emergency.

Identify and control risks associated with IT operations, internal and external technologies, and cybersecurity threats in accordance with FFIEC and NIST standards.

ENTERPRISE
-WIDE IT RISK MANAGEMENT
MODULE

Assess and effectively control risks throughout your institution while meetings FFIEC requirements.

+ Each module fully-
   integrated, separately sold
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+ Customizable forms,
   reports, macros & queries
 
+ Intuitive navigation &
   browser-like interface
 
+ Easy-to-use, automated
   database maintenance tools
 
+ Full Microsoft Office &
   Adobe Acrobat integration
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+ Browser-based electronic
   document distribution

Identify, prioritize, and document requirements for all the vendors your institution relies on to conduct operations in compliance with FFIEC standards.

VENDOR 
MANAGEMENT
MODULE

Manage regulatory compliance requirements for internal and external service providers.

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